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Level 4 Regulatory Compliance

Higher Apprenticeship

The Level 4 regulatory Compliance apprenticeship has been designed to provide the core skills and knowledge needed to succeed in a variety of regulatory delivery roles in both the public and private sector.

Who is the apprenticeship for?

  • Ideal for already employed people looking to progress their role in compliance and regulatory activities.
  • Suitable for those working across a variety of sectors where compliance is part of their job role.

The Level 4 Regulatory Compliance apprenticeship consists of 10 mandatory units including,

  • Principles of Regulatory Compliance
  • Business and Consumer Legal Frameworks
  • Risk Assessment in Compliance
  • Checking and supporting compliance
  • Responding to Non-compliance
  • Working with other in a compliance setting
  • Regulatory Compliance and Behavioural Change
  • Bilingualism in Regulatory Environment and Enforcement
  • Data Analysis
  • Data Processing

  • Typical duration of 24 months.
  • Induction session of 1 hour for apprentices and for their line managers.
  • 8 half day workshops, either online or face-to-face
  • 12 one-to-one support sessions lasting approximately 2 hours
  • Supported by self-study online resources.
  • 4 Essential skills assessment days. (2 Preparation days and 2 Live Task days)
  • 2 hour long essential skills confirmatory tests.

Essential Skills activities are not applicable to apprentices with exemptions.

  • Agored Cymru Level 4 Regulatory Compliance
  • Level 2 Essential Skills Communication
  • Level 2 Essential Skills Application of Number

Essential Skills activities are not applicable to apprentices with exemptions.