Level 4 Regulatory Compliance
Higher Apprenticeship
The Level 4 regulatory Compliance apprenticeship has been designed to provide the core skills and knowledge needed to succeed in a variety of regulatory delivery roles in both the public and private sector.
Who is the apprenticeship for?
- Ideal for already employed people looking to progress their role in compliance and regulatory activities.
- Suitable for those working across a variety of sectors where compliance is part of their job role.
What you will learn
The Level 4 Regulatory Compliance apprenticeship consists of 10 mandatory units including,
- Principles of Regulatory Compliance
- Business and Consumer Legal Frameworks
- Risk Assessment in Compliance
- Checking and supporting compliance
- Responding to Non-compliance
- Working with other in a compliance setting
- Regulatory Compliance and Behavioural Change
- Bilingualism in Regulatory Environment and Enforcement
- Data Analysis
- Data Processing
Course delivery
- Typical duration of 24 months.
- Induction session of 1 hour for apprentices and for their line managers.
- 8 half day workshops, either online or face-to-face
- 12 one-to-one support sessions lasting approximately 2 hours
- Supported by self-study online resources.
- 4 Essential skills assessment days. (2 Preparation days and 2 Live Task days)
- 2 hour long essential skills confirmatory tests.
Essential Skills activities are not applicable to apprentices with exemptions.
On completion you will achieve
- Agored Cymru Level 4 Regulatory Compliance
- Level 2 Essential Skills Communication
- Level 2 Essential Skills Application of Number
Essential Skills activities are not applicable to apprentices with exemptions.
Download the full course outline
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